VP Equity Compliance Manager
Merrill Lynch ( Hong Kong - GMI)
Main Responsibilities: Heads up compliance coverage for the equities business. Provide pro-active, timely advice on the relevant regulatory and firm policy requirements in respect of business queries, specific transactions, new product initiatives, etc. Assist the business groups developing supervisory practices. Coordinate regulatory visits, including...
278 days ago from Merrill Lynch
VP Equity Compliance Manager jobs in Hong Kong
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VP Equity Compliance Manager jobs
VP Equity Compliance Manager
Merrill Lynch ( Hong Kong )
respect of regulatory developments and impact analysis on the firms business and support groups. Conduct compliance training of ML employees. Background:...
VP - Equity Derivatives Projects
JPMorgan Chase ( China, Hong Kong, CHN )
VP - Equity Derivatives Projects CHN-Hong Kong-Hong Kong The EDG Projects after the project goes live Products Covered inEDG Shares, convertible...
VP- Project Manager, Operations
Hudson ( Hong Kong )
VP- Project Manager, Operations A Leading European Investment Bank Newly created position Attractive Investment Bank, is seeking for a VP- Project...
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