Internal Audit, Tech Auditor, Associate/VP, Hong Kong

Goldman Sachs (Hong Kong, Hong Kong) 21 days ago

What We Do
As the third line of defense, Internal Audit’s mission is to independently assess the firm’s internal control structure, including the firm’s governance processes and controls, and risk management frameworks, raise awareness of control risk and monitor the implementation of management’s control measures. In doing so, internal Audit:

  • Communicates and reports on the effectiveness of the firm’s governance, risk management and controls that mitigate current and evolving risk
  • Raise awareness of control risk
  • Assesses the firm’s control culture and conduct risks; and
  • Monitors management’s implementation of control measures

Goldman Sachs Internal Audit is organized into global teams comprising business and technology auditors to cover all the firm’s businesses and functions, including global markets, investment banking, consumer and investment management, risk management, finance, cyber-security and technology risk, and engineering.

Who We Look For

Goldman Sachs Internal Auditors demonstrate strong risk and control mindsets, analytical, exercise professional skepticism and are able to challenge and discuss effectively with management on risks and control measures. We look for individuals who enjoy learning about audit, businesses and functions, have innovative and creative mindsets to adopt analytical techniques to enhance audit techniques, building relationships and are able to evolve and thrive in teamwork and in a fast-paced global environment.

Global Markets - Technology Audit

As a Global Market Technology auditor, you will be involved in auditing various technology systems / applications used within the firm to provide assurance on the application controls related to Front Office like trading, booking, settlement and reporting applications, data quality, data flows, data calculation processes, along with other General Technology Controls including Application entitlement, Data Retention and Software Change Management.

Your Impact

As part of the third line of defense, you will be involved in independently assessing the firm’s overall control environment, and communicating the results to the firm’s local and global management the effectiveness of the firm’s controls that mitigate current and emerging risks, and monitoring the management’s implementation of control measures. In doing so, you are supporting the provision of independent, objective and timely assurance around the firm’s internal control structure, and supporting the Audit Committee, the Board of Directors and Risk Committee in fulfilling their oversight responsibilities.


Responsibilities

As an Associate/Vice President you will manage assigned audits. You will play a vital role in audit execution focusing on the review of Technology processes and analyzing the risks involved and assessing the design and operating effectiveness of the controls implemented to mitigate the risk. You will lead finding discussion with stakeholders and prepare report of the audit. You will assist technology audit head to manage relationship with senior stake holders and contribute to the continues risk assessment on technology areas and provide assistance in the establishment of annual audit plan.

Basic Qualifications

  • At least 6 years of experience as a technology auditor, consultant or risk management professional covering IT application and general controls, application development, Software Quality Assurance, Technology risk management, or other relevant industry experience
  • BE/B Tech/BSc or equivalent University degree in Information Technology
  • Strong written and verbal communication skills
  • Understanding of software development concepts and system architecture
  • High level understanding of databases, operating systems and messaging

Preferred Qualifications

  • Basic understanding of Risk and Control environment
  • Ability to review / develop code (Java, C++, Python, etc.)
  • Experience with Data Analytics tools and techniques
  • Relevant certification or industry accreditation (e.g. CISA, CISSP)
  • Knowledge of Financial Products and Services
  • Project Management skills

ABOUT GOLDMAN SACHS


At Goldman Sachs, we commit our people, capital and ideas to help our clients, shareholders and the communities we serve to grow. Founded in 1869, we are a leading global investment banking, securities and investment management firm. Headquartered in New York, we maintain offices around the world.

We believe who you are makes you better at what you do. We're committed to fostering and advancing diversity and inclusion in our own workplace and beyond by ensuring every individual within our firm has a number of opportunities to grow professionally and personally, from our training and development opportunities and firmwide networks to benefits, wellness and personal finance offerings and mindfulness programs. Learn more about our culture, benefits, and people at GS.com/careers.

We’re committed to finding reasonable accommodations for candidates with special needs or disabilities during our recruiting process. Learn more: https://www.goldmansachs.com/careers/footer/disability-statement.html



© The Goldman Sachs Group, Inc., 2020. All rights reserved.
Goldman Sachs is an equal employment/affirmative action employer Female/Minority/Disability/Veteran/Sexual Orientation/Gender Identity

Internal Audit, Tech Auditor, Associate/VP, Hong Kong

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