Operations - CWMD - PWM Ops Client Management - PWM Ops Client Data Mgmt - Associate - Bengaluru

Goldman Sachs (Bengaluru, KA, India) 10 hours ago

OPERATIONS

Operations is a dynamic, multi-faceted division that partners with all parts of the firm to provide banking, securities, and asset management services to clients around the world. In addition, Operations provides essential risk management and controls to preserve and enhance the firm's assets and its reputation. For every new product launched and every trade executed, it is Operations that develops and manages the processes and controls that enable business flow.

YOUR IMPACT

Are you interested in assisting the firm’s High Net Worth clients in maintaining account integrity? Our Client Data Change Management Team is looking for a professional to play a key role in ensuring that a detailed review is performed on all PWM accounts by ensuring that the client is adhering to the firm’s rules and regulations, as well as the policies laid out by each country.

OUR IMPACT

The Client Data Change Management Team (CDCM) is a part of PWM Operations in the Consumer and Investment Management Division. The CDCM Team plays a key role in safeguarding the firm by completing a detailed review of pending client account updates. The CDCM Team works closely with Compliance, Legal, PWM Sales and other Operation team to enforce regulatory and firm requirements thereby managing the firm’s exposure to risk.

ROLES AND RESPONSIBILITIES

  • Demonstrate the ability to constantly apply sound business judgment in order to identify unusual or suspicious documentation or activity.
  • Develop a profound understanding of country specific policy requirements and translate this knowledge to day-to-day responsibilities.
  • Review pending account updates to ensure proper client authorization is in place and update is in accordance with regulatory and firm requirements prior to approval.
  • Review client provided legal agreements and other documents
  • Resolve issues though coordination with PWM team, Regional Compliance Managers, PWM Legal and Operation groups like Client Onboarding
  • Continuously identify and implement process improvements
  • Displaying a strong ability to influence the PWM Business by serving as a liaison between Anti-Money Laundering Compliance and Sales teams.

BASIC QUALIFICATION

  • Bachelor's degree required.
  • 1 - 2 years of work experience in Operations or related field.
  • Proficiency using the Microsoft Office Suite in particular Excel, PowerPoint and Microsoft Word.

PREFERRED QUALIFICATIONS

  • Candidate must be proactive, enthusiastic and team oriented
  • Ability to prioritize and make decisions in a fast-paced environment
  • Accuracy and attention to detail and strong organizational skills
  • Strong written and verbal communication skills
  • Strong analytical skills
  • Good understanding of the financial industry
  • Compliance and/or regulatory experience a plus, not required
  • Ability to go through large daily volumes and stay focused throughout the day

ABOUT GOLDMAN SACHS


At Goldman Sachs, we commit our people, capital and ideas to help our clients, shareholders and the communities we serve to grow. Founded in 1869, we are a leading global investment banking, securities and investment management firm. Headquartered in New York, we maintain offices around the world.
We believe who you are makes you better at what you do. We're committed to fostering and advancing diversity and inclusion in our own workplace and beyond by ensuring every individual within our firm has a number of opportunities to grow professionally and personally, from our training and development opportunities and firmwide networks to benefits, wellness and personal finance offerings and mindfulness programs. Learn more about our culture, benefits, and people at GS.com/careers.
We’re committed to finding reasonable accommodations for candidates with special needs or disabilities during our recruiting process. Learn more: https://www.goldmansachs.com/careers/footer/disability-statement.html


© The Goldman Sachs Group, Inc., 2021. All rights reserved.
Goldman Sachs is an equal employment/affirmative action employer Female/Minority/Disability/Veteran/Sexual Orientation/Gender Identity


Operations - CWMD - PWM Ops Client Management - PWM Ops Client Data Mgmt - Associate - Bengaluru

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