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Head of Compliance/ Compliance Manager

14 days ago: Hudson

Job Description

Our client is one of the leading asset management companies and they are now looking for a Head of Compliance/ Compliance Manager.

THE COMPANY
Our client is one of the leading asset management company which provides multiple products investment services. They are now looking for a Head of Compliance/ Compliance Manager.
THE ROLE
* Responsible for the overall compliance and regulatory framework
* Liaise with operations team to ensure proper reporting to regulators
* Administer the development of regulatory changes to ensure the company policies and procedures are comply with updated regulatory requirements.
* Assure all investment guidelines are properly executed/recorded
* Examine and review legal documents from compliance perspective
REQUIREMENTS
* Minimum with 5 years experiences in compliance for SFC licensed Asset Managers
* Having auditing or reviewing legal documents (e.g. side letters, PPMs, ISDAs etc.) experience is an advantage
* Proficient in written & spoken English/Chinese
To apply please click on the "Apply" button or contact Steven Sin at Steven.Sin@jobs.hudson.com quoting ref no. HK#149391 for a confidential discussion. Your interest will be treated in strict confidence.

Our client is one of the leading asset management companies and they are now looking for a Head of Compliance/ Compliance Manager. THE COMPANY Our client is one of the leading asset management company which provides multiple products investment services. They are now looking for a Head of Compliance/ Compliance Manager. THE ROLE * Responsible for the overall compliance and regulatory framework * Liaise with operations team to ensure proper reporting to regulators * Administer the development of regulatory changes to ensure the company policies and procedures are comply with updated regulatory requirements. * Assure all investment guidelines are properly executed/recorded...