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Private Banking Australia Compliance #128506

Credit Suisse
New South Wales
7 days ago: Credit Suisse

Job Description

* You will proactively manage the compliance oversight and regulatory risks of the Australian Private Banking (PB) business by working closely with the regional PB Compliance teams to ensure the provision of a strong, independent, balanced and reliable control and challenge function
* You provide management oversight and supervision of the domestic PB Compliance team in the performance of their functional responsibilities, ensuring appropriate prioritization to achieve departmental objectives
* You ensure appropriate and timely escalation of issues, support and collaboration on regional initiatives and the provision of relevant and meaningful management information
* You advise on Australian regulatory requirements / expectations as relevant to the PB business
* Escalation to senior business and compliance management of regulatory risks
* Involvement in corporate governance matters relating to the relevant domestic entities, including making appropriate regulatory filings and notifications (if required)
* Ensure that marketing materials meet applicable bank and regulatory standards
* Management, strategic advice and support the business in client complaint handling
* Liaison with other Compliance teams (e.g. FCC) to ensure a seamless delivery of regulatory advice to the PB business
* Maintain a good and professional working relationship with relevant regulators and internal auditors
* Act as primary coordinator and business advisor for on-site/off-site examinations, investigations and regulatory enquiries
* You have minimum of 5 years of experience in legal practice or banking or securities industry or regulatory related fields
* You possess a Bachelor’s degree
* You have strong financial market and product knowledge
* You possess outstanding analytical skills ability and excellent organization skills
* You have good interpersonal skills
* You are inventive, flexible and responsive in dealing with people
* You are a team-player with a dedication to quality and the ability to lead and manage a team
* You have strong communication, facilitation and presentation skills
* You have experience with international organizations and ability to work in a multinational environment would be preferred
* Your working knowledge of the private banking business will be an added advantage
Job: Legal & Compliance*
Title: *Private Banking Australia Compliance #128506*
Location: *Australia-NSW-Sydney*
Requisition ID: *128506*
* You will proactively manage the compliance oversight and regulatory risks of the Australian Private Banking (PB) business by working closely with the regional PB Compliance teams to ensure the provision of a strong, independent, balanced and reliable control and challenge function* You provide management oversight and supervision of the domestic PB Compliance team in the performance of their functional responsibilities, ensuring appropriate prioritization to achieve departmental objectives* You ensure appropriate and timely escalation of issues, support and collaboration on regional initiatives and the provision of relevant and meaningful management information* You advise on Australian regulatory requirements / expectations as relevant...