Compliance, Regulatory Affairs, Analyst, Paris

GARP (Paris, France) Publié il y a 4 jours



Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm’s culture of compliance. Compliance accomplishes these through the firm’s enterprise-wide compliance risk management program. As an independent control function and part of the firm’s second line of defense, Compliance assesses the firm’s compliance, regulatory and reputational risk; monitors for compliance with new or amended laws, rules and regulations; designs and implements controls, policies, procedures and training; conducts independent testing; investigates, surveils and monitors for compliance risks and breaches; and leads the firm’s responses to regulatory examinations, audits and inquiries. You'll be part of a team with members from a wide range of academic and professional backgrounds, such as law, accounting, sales, and trading. We look for those who possess sound judgment, curiosity, and are able to adapt to a changing regulatory landscape. 



  • Assessing the regulatory risks, regulation changes and potential impacts
  • Completing the control plan of the GS Paris entities and investigate cases appropriately
  • Working on regulatory questionnaire and reporting and any potential ad hoc request from regulators
  • Maintaining a regulatory and leg! al watch and implementing it in liaison with the other Compliance departments of the firm
  • Drafting and updating policies and procedures
  • Establishing and maintaining the appropriate plans and processes to ensure compliance
  • Reviewing client files, transactions and marketing materials
  • Working with Technology, Operations (Client onboarding) and other areas within Compliance, or the business, to enhance the speed and ease of obtaining information to complete your mission.
  • Collaborating with other Compliance areas and the business to produce responses to information requests ahead of regulatory audits/reviews/reports



  • Graduate, preferably with a Legal degree or Finance related. Fluent in English
  • Good skills of the French banking and financial regulation (AMF, ACPR, CNIL)
  • Able to work in an international environment with various regulations (CFTC, FATCA, MIFID, MAR, AML EU Directives, UCITS, EMIR…)
  • Must understand the importance of and be able to work to tight deadlines.


  • Experience in Compliance in a banking/financial services-related environment in France is a pre-requisite.
  • Keen to learn new information, adopt new skills and with the ability to identify and make improvements to systems and processes.
  • Calm, with good oral, interpersonal and written communications skills and an authoritative manner.
  • Concern for accuracy, with good attention to detail



At Goldman Sachs, we commit our people, capital and ideas to help our clients, shareholders and the communities we serve to grow. Founded in 1869, we are a leading global investment banking, securities and investment management firm. Headquartered in New York, we maintain offices around the world. We believe who you are makes you better at what you do. We're committed to fostering and advancing diversity and inclusion in our own workplace and beyond by ensuring every individual within our firm has a number of opportunities to grow professionally and personally, from our training and development opportunities and firmwide networks to benefits, wellness and personal finance offerings and mindfulness programs. Learn more about our culture, benefits, and people at . We’re committed to finding reasonable accommodations for candidates with special needs or disabilities during our recruiting process. Learn more:

© The Goldman Sachs Group, Inc., 2020. All rights reserved.Goldman Sachs is an equal employment/affirmative action employer Female/Minority/Disability/Veteran/Sexual Orientation/Gender Identity

Job ID: 2020-65741

Schedule Type: Full Time

Level: Analyst

Function(s): General

Region: EMEA

Division: Compliance

Business Unit: Regional Regulatory Affairs

Employment Type: Employee

  • Full Time position
  • Compensation will be Market Rate

Compliance, Regulatory Affairs, Analyst, Paris

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