Senior Compliance Analyst

BBH (Luxembourg, Luxemburg) Vor 10 Tagen veröffentlicht

Senior Compliance Analyst

At Brown Brothers Harriman, we believe no job is too big or small for any of us to handle if it helps our clients. We value passionate, committed people who enjoy collaborating with others to find new solutions to complex business challenges. We are looking for the type of person who speaks their mind, truly listens and steps outside their role to add value wherever they can.  Someone who is driven to get things done and views obstacles as an exciting challenge that demands a creative solution. Above all, we seek someone who takes great pride in their work and is inspired and motivated by their role in protecting and enhancing our client’s financial well-being.

If you are looking for an entrepreneurial environment where you can learn and thrive, Brown Brothers Harriman is the right place for you.

If you are successful in your application for the Senior Compliance Analyst you will be responsible for ensuring the bank’s activities follow the necessary rules and regulations by providing compliance support and expertise within established guidelines. Specific responsibilities include identifying and resolving problems taking into consideration internal guidelines and outside regulatory requirements.   To be successful in this role you will need to be able to operate in an autonomous manner in some instances and escalate issues as necessary. You will need to leverage your deep expertise in regulatory and compliance related issues to act as trusted advisor to BBH's business lines. You will report directly to the Luxembourg Compliance Manager     

Key Responsibilities:

  • Compliance Policy, Process and Documentation: Review new regulatory requirements as well as regulatory consultation documents for changes which may impact the BBH Luxembourg office. Identify regulatory issues which may impact local business and document these for review by head of compliance
  • Compliance Advice, Issue Identification / Escalation and Business Planning: Provide sound technical compliance advice to the BBH Luxembourg business and assist internal clients to identify compliance risks and develop effective mitigation initiatives. Identify trends in recurring compliance violations and inquiries and collaborate with other team members to improve compliance procedures and processes, training materials and forms. Identify regulatory issues which may impact local business and document these for review by the Chief Compliance Officer
  • Compliance Team, Supervision, Training, Management and Business Training: Prepare training materials and deliver training to the BBH Luxembourg office (with support from business as considered necessary). Ensure training topics reflect current Compliance focus and that training material is updated to reflect any regulatory changes
  • Compliance Monitoring: Assist in developing and maintaining the Compliance Risk Assessment and the annual Compliance Monitoring Plan. Undertake compliance testing, as required. Prepare compliance findings for review by Compliance management

Qualifications:

  • Expertise in the financial services industry and current regulatory requirements as they relate to securities industry, especially Alternatives Funds, related support function including transfer agency and depositary services
  • Knowledge of applicable laws, rules and standards including AML/KYC Data Protection, Outsourcing and Cloud laws and regulations

What You Can Expect At BBH:

If you join BBH you will find collaborative environment that enables you to step outside your role to add value wherever you can. You will have direct access to clients, information and experts across all business areas around the world. BBH will provide you with opportunities to grow your expertise, take on new challenges, and reinvent yourself—without leaving the firm. We encourage a culture of inclusion that values each employee’s unique perspective. We provide a high-quality benefits program emphasizing good health, financial security, and peace of mind. Ultimately, we want you to have rewarding work with the flexibility to enjoy personal and family experiences at every career stage. Our BBH Cares program offers volunteer opportunities to give back to your community and help transform the lives of others.  

BBH Internal Grade 9

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Full timeLuxembourg
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