Operations Trainee - Investment Compliance #SGUnitedJobs

LION GLOBAL INVESTORS LIMITED (Singapore, Singapore) 3 days ago

Traineeship Description

The trainee will be part of our Investment Compliance and will assist the team with monitoring and surveillance of investment guidelines.


Traineeship Duration

12 months


Responsibilities

• Monitoring and surveillance of investment guidelines including setting up/maintaining of rules and watch lists in the Bloomberg AIM and Compliance checklists

• Reviewing and coding of investment guidelines for new and/or existing mandates

• Pre and post trade monitoring of investment guidelines and following up on breaches identified

• Scheduled reporting to clients and trustee

• Audit preparation and Compliance manual checks controls

• Preparing presentations/training deck and liaising with internal stakeholders such as Fund Managers


Requirements

• Bachelor Degree or equivalent

• Proficient in Microsoft Office applications

• Meticulous individual

• Good communication and interpersonal skills

• Fast learner who is self-motivated and an excellent team player with a “can do” attitude


Technical Skills and Competencies The Trainee Will Learn

• Sound knowledge of the asset management industry

• Learn on-the-job and understand the different financial instruments including fixed income, equities, FX and derivatives

• Understand and appreciate the various Compliance Regulations such as Collective Investment Scheme, Securities and Futures Act, CPF Investment Guidelines etc


Eligibility Criteria for SGUnited Traineeship

• Singapore Citizen or Permanent Resident; and

• Graduated or graduating in calendar year 2019 or 2020 from ITEs, polytechnics, universities, or other educational institutions (e.g. private universities and overseas institutions); or Graduated earlier from above institutions and completed National Service in 2019 or 2020


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