The Senior Principal Investigator in Crypto Asset Investigations (CAI) conducts high-complexity investigations into crypto asset activities of FINRA member firms and their associated persons; provides subject matter expertise to Regulatory Operations staff on crypto asset matters
This Senior Principal Investigator, Crypto Asset Investigations – Blockchain Technology serves as a FINRA expert, applying specialized knowledge of crypto assets, blockchains, smart contracts and other onchain technologies, and crypto asset compliance to address complex regulatory